Audit Your Auditor: DOL Study Calls for Better Scrutiny

via Lockton Retirement Services

In a Department of Labor (DOL) review of annual ERISA audits, two out of every five contained deficiencies significant enough to get them rejected. Anticipate increased enforcement in this area, and rethink your annual plan auditor selection process.

In this article Lockton Retirement Services presents more on:

  • DOL Study Findings
  • Choosing an Auditor
  • Reviewing the Audit
  • Next Steps

Click Here to read the full article

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About thebenefitblog

Eric is a Producer at Lockton Insurance Brokers, Inc., the world’s largest privately held commercial broker. Eric has over 23 years of experience in the insurance industry and has spent the last 11 years with Lockton. Eric specializes in Health & Welfare Benefits, Retirement Planning, and Executive Benefits. Eric's clients utilize his expertise in the areas of Plan Due Diligence, Transaction Structure, Fiduciary Oversight, Investment Design, Compliance and Vendor negotiation to improve the operational & financial outcome for each client. The Benefit Blog is a place to share that expertise and industry news.
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